Skip to main content

Full text of "ERIC ED046409: Texas State Library Centralized Processing Center. Manual."

See other formats


DOCUMENT RESUME 



ED 046 409 



LI 002 424 



TITLE 

INSTITUTION 
PUB DATE 
NOTE 



Texas State Library Centralized Processing Center. 
Manual. 

Texas State Library, Austin. 

66 

57p. 



EDRS PRICE 
DESCRIPTORS 



IDENTIFIERS 



EDRS Price MF-J0.65 HC-S3.29 

Administration, Centralization, Instruction, 
^Library Cooperation, Library Networks, ^Library 
Services, ^Library Technical Processes, Manuals, 
Policy, *State Libraries 

^Centralized Processing Center, CPC, Texas 



ABSTRACT 



This manual of the Centralized Processing Center 
(CPC) was published in 1966 by the Texas State Library as an 
introduction to, and explanation of, its services. The CPC is defined 
as a service center which receives requests for material from member 
libraries, then orders, receives, classifies, catalogs, prepares 
catalog and shelf list cards, and further prepares the material for 
use by its members. The manual discussed the following in detail: (1) 

procedural instructions to members, (2) policies of the Center and 
(3) procedures used at the Center for ordering, cataloging, receiving 
and shipping documents. Appendices include: I. Membership Contract 
and Questionnaire sent to prospective members: II. Forms and Formats; 
III. Directory of Members and IV. Procedural Flow Charts. (SG) 



O 

ERIC 



o 

SO 

-4- 

o 

o 

VJj 



U.S. DEPARTMENT OF HEALTH. EDUCATION 
& WELFARE 
OFFICE OF EDUCATION 
THIS OOCUMENT HAS BEEN REPROOUCEO 
EXACTLY AS RECEIVEO FROM THE PERSON OR 
ORGANIZATION originating it. point* OF 
VIEW OR OPINIONS STATEO DO NOT NECES- 
SARILY REPRESENT OFFICIAL OFFICE OF EDU- 
CATION POSITION OR POLICY. 



^ MANUAL 

L-TEXAS STATE LIBRARY 
CENTRALIZED PROCESSING CENTER, 
4o8 West 15th Street 
Austin, Texas, 7^70 I 



John B. Corbin, Director 
Technical Services Division 
and the Center 



^ t . j y t 



CD h L 




MSI 

cvj 

o 

o 

H 

■4 



o 

ERLC 



TABLE OF CONTENTS 



PART I. ADMINISTRATION 



A. Definition 1 

B. Administration . . 1 

C. Services * 2 

D. Participation 2 

E. Financing 5 

F. Philosophy 6 



PART II. INSTRUCTIONS TO MEMBERS 

A. Selection of titles 

B. Ordering 

C. Shipping 

D. Cancellations 

E. Returns and complaints . . . 

F. Records and statistics . . . 

G. Miscellaneous 

PART III. POLICIES OF THE CENTER 



A. Ordering 16 

3. Classification 16 

C. Cataloging IS 

D. Subject headings *. 21 

E. Cross references 21 

F. Mechanical preparation . ...21 

PART IV. PROCEDURES AT THE CENTER 

A. Ordering 27 

B. Precataloging and preliminary; preparation 29 

C . Receiving i 30 

D. Cataloging and classification 31 

E. Mechanical preparation 31 

F. Shipping and invoicing 33 

APPENDIX I. CONTRACT AND QUESTIONNAIRE ..34 

APPENDIX II. FORMS AND FORMATS 38 

APPENDIX III. DIRECTORY OF MEMBERS 43 

APPENDIX IV. FLOW CHARTS ,,.45 



10 

12 

....13 

....13 

....14 

....15 




I. ADMINISTRATION 



A. DEFINITION 

"A centralized processing center is a single agency which 
processes materials for a wider group of libraries.”* The Centralized 
Processing Center of the Texas State Library is a service center which 
receives requests for material from member libraries, then orders, 
receives, classifies, catalogs, prepares catalog and shelf list cards, 
and further prepares the material for use by its members. The material 
is shipped to the member libraries ready for circulation except for 
property stamping and adding copy and/or accession numbers. 

B. ADMINISTRATION 

The Center will be administered through the Technical Services 
Division of the Texas State Library. The Director of Technical Services 
wi I I serve as the director of the Center, unti I the time when a separate 
director can be hired. 

In order to get the Center into operation, the initial policies 
and routines have been devised by fhecstaff of the Center, giirtied by 
a questionnaire sent to eleven prospective members and by the experience 
of the staff and other processing centers. It is hoped that an advisory 
board can be established as soon as the Center is operating well. 



Evelyn Day Mu I 
Processi ng Center (n.p. 



I en , Guiide I i nes for Estab I i shi nq a Centra I i zed 
1 958 ^ p. z * 3 ) 



I. ADMINISTRATION 



C. SERVICES 

Servi ces i nc luded . — Servi ces of the Center will i nc lude: 

(I) ordering, (2) receiving, (3) classification, (4) cataloging, 

(5) mechanical preparation, and (6) providing of catalog and shelf 
list cards. Mechanical preparation will include (I) book pockets 
pasted in books, (2) book cards in pockets, (3) date-due cards in 
pockets, (4) call numbers lettered on spines, and (5) plastic jackets 
placed on all books except prebinds, some reference books, selected 
publishers library bindings, and those books without dust jackets. 

Part III of this manual outlines the policies of the Center 
i n more detai I * 

S ervices not i nc luded . --Servi ces of the Center will not include 
(I) property stamping of books purchased from local funds and (2) placing 
of copy numbers or accession numbers in books. All books purchased from 
LSCA Title I funds will have the Texas State Library property stamp 
applied in two places in all books (see Part II, Section G of this 
manua I ) 

The Center wi II handle material purchased through the Center only. 
A library cannot purchase its books and forward them to the Center for 
processing. Gift books cannot be forwarded to the Center for processing. 

For additional information on the services and policies of the 
Center, see Parts II and III of this manual, 

D. PARTICIPATION 

In order to administer the Library Services and Construction Act, 
Title I, funds, allotted to Texas, the libraries of Texas have been 
divided into three groups: 




2 



I. OMINI STRATI ON 

1. Group I: Metropolitan libraries (population 200,000 or more) 

2. Group II: Urban libraries (population 10,000 to i‘99,000) 

3. Group III: Rural libraries (population 10,000 or less) 

Libraries in each group may be allotted money under Title I of the act 
to be used for the purchase of books. 

Due to the number, various sizes, and degrees of adequacy and 
needs of the libraries in Texas, the services offered by the Center to 
each group wi I I vary under the current program. 

Group I . --The only service offered to libraries in Group I wi I I 
be centralized ordering. Libraries in this group with money allotted 
under the LSCA must order all books purchased with these funds through 
the Center, but fHrfer books will be shipped to the individual libraries 
for processing locally. 

Three main reasons have influenced this decision: (I) most 

metropolitan libraries are set up to handle their own technical services 
work adequately, (2) a primary aim of this Center is to benefit the 
medium to small-sized libraries - those who can profit most from the 
centralized services, and (3) the complete processing of fft'e allocations 
of several metropolitan libraries would flood the Center and reduce its 
potential for serving the medium to small -si zed libraries. This does 
not mean, however, that the Center would not like to process completely 
the material of a I I member libraries regardless of size th the future; 
it means simply that in the initial experimental stages of the Center, 
most large, established libraries probably can do a better job than the 
Center. The probable trend will be to encourage, morally and financially, 



3 



I. ADMINISTRATION 



the establishment of other centers over the State to serve different 
geographic areas* 

The only requirement for a 1 i brary in Group I to obtain the 
ordering services of the Center is for it to be participating in the 
LSCA Title I program with the Texas State Library. 

Group II . --Li brar i es in this group with money allotted under 
the LSCA must order ail books purchased with these funds through the 
Center, but the books can either be shipped to the individual libraries 
for processing locally or to the Texas State Library for process ng 
by the Center. Either all books must be processed locally or a 1 1 books 
must be processed by the Center. 

The only requirement for a library in Group II to obtain the 
ordering services of the Center is for it to be participating in the 
LSCA Title I program with the Texas State Library. If a I i brary in this 
group desires that its books be processed completely by fhe^Center, 
two additional requirements must be met: 

1. The I i brary must agree to accept the policies of processing 
developed by the Center (see Part III of this Manual) 

2, The library must sign an agreement of participation in the 
Center (see Appendix I of this manual) 

When all requirements have been met, a I i brary becomes a member of the 

Center and is entitled to all rights and privileges thereof. 

In addition, for libraries In Group II, the Center will order 
and process books purchased from local funds if the particular library 
agrees to accept the policies of processing developed by the Center 
(see Part III of this manual). This service is optional. 





4 



I. ADMINISTRATION 



Group III . — Libraries in this group with money allotted under 
the LSCA must order all books purchased with these funds through the 
Center and have them processed by the Center. 

A I i brary in Group III must meet three requirements before it 
can participate in the Center: 

1. It must be participating in the LSCA program of Title I with 
the Texas State Library 

2. 1+ must agree to accept the policies of processing developed 
by the Center (see Part III of this manual) 

3. It must sign an agreement of participation in the Center 
(see Appendix I of this manual) 

When all requirements have been met, a library becomes a member of the 
Center and is entitled to a I I rights and privileges thereof. 

In addition, for libraries in Group III, the Center will order 
and process books purchased from local book funds if the particular 
library agrees to accept ine policies of processing developed by the 
Center (see Part III of this manual). This service is optional. 

E. FINANCING 

The Center is a pilot project financed through the federal Library 
Services and Construction Act. 

Deductions from allottments under Title I of this act to member 
libraries will be the actual costs of the books at the lowest possible 
discount prices. Services of the Center will be free to these libraries 
as long as they are participating in the LSCA program of Title I with 
the Texas State Library. 

At a later date, either if the LSCA funds cease or when the 
Center is established and on a self-supporting basis, the charges to 



O 

ERIC 



5 



I. ADMINISTRATION 



member libraries will be the actual costs of books at the lowest 
possible discount plus a processing fee for each volume. The processing 
fee will be determined after a cost analysis is made of the Center 
whenever the charges will be made. 

Bi Ms for books purchased from local funds to be processed 
by the Center will be paid by the individual member libraries. When 
these books and invoices are received in the Center, the approved in- 
voices will be mailed to the member libraries for payment by their own 
business offices direct to the dealer or jobber who shipped the books; 
no local money can be paid direct to the Center for books purchased. 

Complete accountability to any member library of the Center 
will be possible for all materials processed and for all funds 
expended (see Part II, Section F of this manual) 

F. PHILOSOPHY 

A basic assumption In developing this program is that federal 
funds will cease at a future date, leaving the Center to be supported 
by State funds, by processing fees, or to wither and die. This center 
is so designed that a tangible, concrete result of the LSCA funds will 
remain - stimulated and initiated by federal funds. 

As a pi lot project, the Center wi I I be experimental and should 
not be expected to show optimum results the first several years. The 
introduction of automatic data processing equipment Is entirely new 
in this particular aspect of technical services work; the concept of 
precataloging is not new but has never been tried successfully in Texas 
to any extent. However, as a pilot project, the Center should develop 




6 



I. administration 

routines, Iron out the problems of experimentation, and prove itself 
as being feasible, economically sound, and desirable for libraries and 
library patrons in the State. 

After its initial experimental stage, the long-range plans for 
the Center are for it to remain a part of the Texas State Library but 
be supported by processing fees from member libraries. It is further 
hoped that other centralized processing centers will be developed over 
the State, perhaps but not necessarily patterned after this pilot 
project . 



What are some of the advantages of a centralized processing 
center? There are many; some are: 

1. Obtaining of larger discounts from suppliers through 
conso I i dated buy i ng 

2. Reduction of technical services work 

3- Elimination of duplicated work by the member libraries 

4. Higher quality of processing through professional work 

5. Equalization of the work load of a library in an orderly, 
efficient, and economical manner 

6. Joint use of expensive bibliographic and cataloging tools 
and of able, trained technical services personnel 

7- Greater use of standardized and coordinated rules and 
practices of classification and cataloging 

8. The possibl I tty, through a union catalog in book form and 

inter library loan arrangements, of making the total resources 
of the system avai lable to each member library, thus increasing 
materially the breadth of any individual collection in the 
system whi le also al lowing the reduction of duplication of 
purchases 

9* Almost as important as all other advantages combined is the 
fact the librarian will be released from technical services 
work to: 



7 



I. ADMINISTRATION 



a. Extend and improve the other services oi the I i brary 
while using the same staff and to add and extend 
other new services 

b. Provide on-the-job training for the non-professional 
staff 

c. Improve the administration by providing time for 
planning and other activities of the library 

d. Provide more time for book selection 

Of courss, there are disadvantages of centralized processing; 
most of these can be overcome in time: 

1. Standardization may require older libraries to modify their 
policies, even requiring some lowering of previous standards 

2. Increased time between book ordering and readiness for patrons 

3. Card inconsistencies of form and headings in the card catalogs 
between old and new cards 

4. Individual librarian does not have cataloging and classification 
process in which to familiarize himself with the materials 

It must be understood at the beginning that, in order for this 

Center to be economically feasible and administratively sound, complete 

standardization Is essential. It is aptly stated in the second annual 

report of the Library Services Center of Missouri: 

"In the establishment of the Processing Center it is understood 
by representati ves of the member libraries that minimum cost of 
service can be achieved when all libraries accept ONE standard 
method for the performance of each detail, Any. deviation, however 
slight, automatically increases the cost and interferes with the 
maintenance of a production schedule ,,, Therefore, it is recommen- 
ded that all member libraries accept all standards and adopt their 
internal procedures to fit,"* 



I Li brary Services Center of Missouri, Jefferson City, Mo., Second 
Annua I Report for the Year Endi ng December 31 , 19^1 , p.2 of "Work Sheets 
for Internal Management Survey" 





8 



o 

ERLC 



II. INSTRUCTIONS TO 
MEMBERS 

A. SELECTION OF TITLES 

Selection of titles remains entirely the perogative of the 
individual member library; the Center in no way wants to attempt to 
dictate the choice of titles. However, a few general criteria must 
be met: 

1. Only in-print publications will be handled by the Center 

2. Only publications published or distributed in the Continental 
United States or Canada will be handled by the Center 

3. Government publications wi II not be handled by the Center 

4. Any publication requiring prepayment cannot be handled 

5. Genera 1 ly , pub I i cations under $1,00 will not be hand I ed, 
due mostly to the reluctance of our jobber to handle 
paperback and the requirement of many publishers that a 
minimum order be over $1,00 

In addition, member libraries desiring to have their books processed by 
the Center are asked to select their titles PRIMARILY from the following 
list of publications In order that the requests can be readily identified 
and precata loged: 



. i. 


American Book Publishing Record (ABPR) 




2. 


Book Review Digest (BRD) 




3. 


Booklist and Subscription Books Bulletin (BL) 


4. 


Chi Idrens Catalog (CC) 




5. 


Cumulative Book Index (CBI) 




6. 


Fi ct i on Cata log (FC) 




7. 


Herald Tribune Book Review (HTBR) 




8. 


Horn Book (HB) 




9- 


Kirkus (K) 




ro. 


Library Journal (LJ) 




n. 


New York Times Book Review (NYTBR) 




12. 


Publishers Weekly (PW) 




13. 


Readers Advisory and Bookman ! s Manual 


(RA) 


14. 


Saturday Review (SR) 




15. 


Standard Catalog for High School ■ Li brar I es (HSC) 


16. 


Standard Catalog for Public Libraries 


(PLC) 



The abbreviations In parentheses after each title may be used to Indicate 
the source of a .request on the order form. For example, a citation may 

9 



II. INSTRUCTIONS TO 
MEMBERS 

read, "BRD, 12-65 p.4l," meaning that the source of the request was the 
Book Review Digest for December 1965, p*4l. The source of each request 
must be on each order form submitted to the Center by those libraries 
desiring their books processed by the Center. 



B. ORDERING 

AM member libraries must submit their orders on the continuous 
mu Iti p le-order forms supplied by the Center, foMowing the .'instruct i ons 
given below. Libraries desiring the Center to order and process their 
books must foMow ail instructions; those not desiring the Center to 
process their books may ignore those instructions marked with an "x" 

Please TYPE all mu I ti p I e-order forms. Please include ALL infor- 
mation requested to avoid delays in receiving your material. 

I. PREBIND: If a request is to be prebound, ( tyj&erpnc?x , f at 

thfertop in the blank provided beside "prebind. M The list 
price (not special library binding price) should be given 
for books to be prebound. The prebinding charge will be 
added automatically later by our contractor 

PUBLISHERS LIBRARY BINDINGS: If a request is to be in a 

publishers library binding (but not prebinding), 'type* 

"PLB" for "publishers I i brary binding" after "price each" 
in the left-hand column. 

Please note : if an "x" is not placed in the place reserved 

for prebinds or if "PLB" is not placed after the price, 
regular trade editions will be ordered. Also note that 
all titles are not avai lab le in pub i i shers l i brary bindings; 
consult the BIP when in doubt 

(x)2. SETS OF CARDS: Indicate the number of sets of cards wanted 

and the number of shelf list cards. A set will include 
an author card, title card, subject card(s), and cards for 
other added entries if traced. For example: 

1 cat 2 SL - I set catalog cards and 2 rhelf 1 1st. cards 

2 cat I SL - 2 sets catalog cards and I shelf list card 

0 cat I SL - no catalog cards and I shelf list card 

etc. 



0 




10 



II. INSTRUCTIONS TO 
MEMBERS 



(x)3. 


REFERENCE BOOKS: Indicate if you want a title to be cata- 

loged as reference by placing "R M in the top-most left-hand 
corner of the request slip. Books will not be marked refer- 
ence unless this appears on your order form. When duplicate 
copies are ordered and one is to be marked reference and the 
other circulating, send a separate order for each and mark 
accord! ng ly 




AUTHOR: Type the author's name, surname first, followed by 

the initials of any ’given names. Use the name as it appears 
in the selection aid you are using 


5. 


TITLE: Type the title of the book; do not include subtitles 


6. 


EDITION NUMBER: Type the edition number here; leave blank 

i f a f 1 rst edition 


7. 


PUBLISHER: List the publisher’s brief name; do not include 

place of publication or address. If you select a title from 
a brochure issued by a small or obscure publisher, send the 
brochure with your request 


8. 


DATE OF PUBLICATION: List the latest copyright date, or, if 

no copyright date, the latest date available 


9. 


VOLUME NUMB. : If a title has more than one volume, i i st the 

total number of volumes wanted; for example, M 4v., n "2v., n 
etc. If a complete set is not wanted, list the number(s) of 
the particular volume(s) wanted; for example, "v.l, M ”v.2-3, n 
etc. 


(x) 10. 
II. 


SOURCE OF REQUEST: Type the source of the request and Indicate 

the date and page number of the issue of the source (see p.9) 

LIBRARY CODE: Type the code number assigned to your library 

here on each form. Important: this is the only method of 

identifying your requests once received in the Center 


12. 


DATE REQUESTED: Type the current date here 


13. 


NUMBER OF COPIES: Indicate the number of copies you want 


14. 


PRICE EACH: Indicate the list price (price before discount) 

of each copy. If you want to receive a publishers library 
binding but not prebinding, type n PLB n after the price 


(x) 15. 


FUND: The fund from which a book i s to be purchased must be 

placed under ’’fund" on each form. Use n LSCA" when a book is 
to be purchased from LSCA funds allotted to a 1 1 brary and 
n local” when a book is to be purchased from a library’s own 
book fund 



II. INSTRUCTIONS TO 
MEMBERS 

After the order forms have been typed and proofread, tea - the 

forms apart, remove the carbons , staple the white and yellow copies 

together, and retain the last copy (only) for your own "books on order" 

file. Submit your LSCA Title I requests separately from your local funds. 

It will aid the Center greatly is requests are further separated by 

prebind, pub I i shers 1 1 brary bindings, and trade requests. 

Mail all forms (except the slip retained) to the address below at 

any time, with the minimum of ten order forms being sent at one time: 

TEXAS STATE LIBRARY 
CENTRALIZED PROCESSING CENTER 
4o8 West 15th Street 
Austin, Texas, 787 OI 



C. SHIPPING 

If a member library is processing locally its books purchased 
from LSCA funds, books and invoices will be shipped direct from vendors 
or publishers to the particular library. The member library will invoice 
all shipments of books, handle corrections on invoices, defective book 
returns, shorts, cancellations, etc. The Center wants to receive only 
correct and approved invoices. 

A!l invoices must have an authorized signature of a representatl ve 
of the vendor or an attached and signed certification statement. All 
invoices for $50.00 or more must be signed and notarized by the vendor 
Correct and approved invoices and certification or notarization statements 
should be mal led to the Center. 

When books purchased and processed from LSCA or local funds are 
shipped to a member library, a packing list will be enclosed in each 



12 



II. INSTRUCTIONS TO 
MEMBERS 

shipment of books and an invoice (the original of the packing lilt) will 
be sent at the same time by first class mail. The invoice and packing 
list should be checked carefully against the shipment and the Center 
should be notified immediately of any discrepancy. 

When books purchased and processed from a member library's local 
book fund are shipped to the Center by vendors or publishers, the Center 
will check the books received, approve the .invoices for payment, and 
forward them to the particular library with the packing list of the 
processed books for payment through its local business office. 

Processed books wi I I be shipped prepaid from the Center to member 
libraries. If a member has branches or serves more than one library, 
books will be shipped only to Miterheadquarters building. 

Catalog and shelf list cards and the white copy of the original 
request slip will be inserted in the book pocket of the first copy of a 
title. 



D. CANCELLATIONS 

Member libraries not desiring processing by the Center will 
handle their own cancellations but will report them to the Center in 
order that the records may be cleared. 

The Center will handle cancellations for member libraries desiring 
processing by the Center and will report periodically to each member. 

E. RETURNS AND COMPLAINTS 

Member libraries not desiring processing by the Center will handle 
their own returns to the vendors and publishers. The Center wi II handle 



II. INSTRUCTIONS TO 
MEMBERS 

all returns for those member libraries desiring processing by the Center. 
It a member library receives a processed book which must be returned, 
the book should be returned to the Center accompanied by a letter 
stating the reason for returning the book (book damaged, wrong edition, 
not ordered, etc. ) 

Complaints of any kind are welcome in the Center and may be 
forwarded at any time by any member library to the director of the Center. 

F. RECORDS AND STATISTICS 

The Center will maintain complete records of a II funds for all 
members of the Center and will report periodically to each.' Each report 
will i nc lude: 

1. Amount budgeted 

2. Total dollar amount encumbered, outstanding, and in process 

3* Total dollar amount of all items paid year-to-date (discounted 
prices) 

4. Total free and unencumbered balance 
Separate reports will .be sent for LSCA>-Ti + le I funds and local , book 
funds. 

With the automatic data processing equipment of the Center, many 
statistical reports can be prepared. Planned are: 

!. Average length of delivery time of venders... 

2. Average length of processing time by ..‘the Center 

3. Average costs of materials 

4. Average discounts received by member libraries 

5. Average costs of processing 

An IBM card f i le wi 1 1 be mai ntai ned permanent ly of all titles processed 
by the Center. Into each card will be punched the code number of the 
member library owning that title- and the class number assigned to it, 

■ l4 



II. INSTRUCTIONS TO 
MEMBERS 

along with other bibliographical information. From these cards, f[e 
Center hopes to print a book catalog or catalogs. 

G. MISCELLANEOUS 

All books purchased through the LSCA Title I must have a Texas 
State Library ownership stamp placed In two locations: on the inside 

front cover and on the page after the title page. For those libraries 
processing their own books, the Texas State Library wi II forward a 
rubber stamp for this use. If a library wants to order additional stamps, 
the exact wording will be: TEXAS STATE LIBRARY, FIELD SERVICES DIVISION, 

AUSTIN, TEXAS, 787 1 1 *. 

The Texas State Library will not require that a library keep any 
special record of any LSCA book aside from the property stamps as described 
above. All books can be processed, circulated, discarded, rebound, etc., 
as a library sees fit. The Texas State Library will retain a copy of the 
original purchase voucher and paid invoices Indicating where the books 
are to meet federal and state requirements of accountability. 

The Texas State Library does not want to receive money for books 
which have been lost and paid for; It does not want to know when any 
LSCA book is withdrawn from the records. A library is free to purchase 
replacement copies from col lected fines or from allotted LSCA Title I 
funds. 



(5 



III. POLICIES OF THE 
CENTER 



A. ORDERING 

All purchasing will be done in accordance wi+h all rules, regula- 
tions, and contracts of the Texas State Board of Control. 

Member libraries must select and submit their requests as outlined 
in Part II, Section A of this manual. 

B. CLASSIFICATION 

The classification scheme used in the Center will be the latest 
edition of the unabridged Dewey Decimal Classification. No number will 
be carried out more than four places past the decimal point. Dewey 
numbers recommended in the proofsheets, NUC, PW, etc., will be used 
as much as possible, with much effort to maintain consistency of 
c I assi f i cat i on . 

The first letter of the surname of the author of a title will be 
placed under a classification number to distinguish different titles 
with the same class number. Different titles by the same author and 
different editions of the same title will not be reflected in a call 
number. 

In individual biography, the first letter of the surname of the 
person written about will be placed under a class number instead of the 
author of the biography. In collective biography, the first letter of 
the surname of the author, editor, etc., will be used. 

For criticisms of a person, the first initial of the person 
criticized is placed under the class number rather than that of the 
person Writing the cri tl ci sm. 




16 



III. POLICIES OF THE 
CENTER 

No symbols or author letters wi I I be used on catalog cards, 
shelf list cards, book pockets, book cards, or spines of adult fiction 
books. The following special classifications will be used in the 
Center: 



E Easy Books , — Defined as all books written for children 
through ki ndergarten . If a book merits a Dewey number, it 
will be placed in "J n rather than in "E" (for easy books, 
an f, E n only on all records and on the spines of the books 
will.be used, with no author letter) 

J Juveni le Books . — Defined as a I ! books written for readers in 
grades one through six (first grade through junior high) 

(for juveftiile fiction, a f, J n only on a I I records and on the 
spines of the books will be used, with no author letter) 

Y Young Adult Book s;. — Defined as all books written for readers 
in grades seven through twelve (junior high through senior 
high) (for young adult fiction, a n Y" only on all records 
and on the spines of the books will be used, with no author 
I etter ) 

SC Short . Co 1 I ect 1 ons . — Includes on ly stories by more than one 
author. Collections of stories by the same author will be 
considered fiction and will have no symbol or author letter. 
The first initial of the surname of the editor or compi ler 
of the col lection wi I I be used under "SC n 

R Reference Books . — Not used unless instructed by member 
I i brary on a request slip. All sets of encyc loped i as wi I I 
be considered reference automatically 

92 Indi vi dua 1 B1 ographv . — (Exception: bl ograph i es of Shakespeare 

will be classed in 822. 33* ) 9^0 will be used for col lecti ve 

biography 

History period subdivisions will not be used except for England 
and the United States. Only major subdivisions will be used for these 
two exceptions. 

Period subdivisions are not used for works of literature,- 

BI b I iographi es of a subject are classed with the subject, with 
the subdi vi sion M 0l6. n 




!7 



III. POLICIES OF THE 
CENTER 

Travel books generally are placed in wi+h the history number of 
a country. 



C. CATALOGING 

Author Statement . --No brackets or dots of omission are used in 

cataloging for the Center. Entries used by the Library of Congress in 

the NUC, PW, ABPR, or the proofsheets, or entries established using the 

ALA rules for entry will be used. Once an author's nme has been estab- 

> 

I i shed in the main entry file in the Center, that form of the name should 
be used thereafter for all titles cataloged by the same author. 

Dates of birth and death are to be omitted from the catalog cards, 
with two exceptions: 

1. For distinguishing between two authors with the same name 

2. For rulers and for presidents of the United States 

Titles such as "captain," "sir," etc., are omitted from the author entry. 
"St.," "Saint," and "Bishop" are used. 

Tit le . —The title is transcribed onto the card with the same 
wording and spelling that. appears on the title page of a book. Subtitles 
except non-di sti ncti ve ones such as "a novel," "a play," etc., are 
included. A semi-colon is used between a title and a subtitle., 

The names of the authors, editors, or compi lers are repeated after 
the title (though not necessari ly traced) In the following cases: 

1. Joint authorship, editorship, compi I ershi p, etc.; if more than 
three names, the first three are listed and "and others" used 

2. When the name on the author line differs greatly from that on 
the title page, particularly a difference i n the surname; for 
example, pseudonyms 

3. When a choice for. entry has been made between a corporate entry 
and a persona I au tor or editor on the title page. The name 

18 



III. POLICIES OF THE 
CENTER 

not used as the entry should be placed after the title; for 
examp I e: 

American Counci I on Health and Welfare 
Crisis in America, ed. by James Young 

When the first word or words of a title repeat the name of the 

author of a book, the name is not repeated in the title statement; for 

example; 11 Em ! I y Post’s Book of Etiquette" would be; 

Post, Emi ly 

Book of et i quette 

In case of a title such as "Complete works of "Poems of 

"Plays of . ..," etc., the author’s name is not repeated in the title; 

for example, the "Complete works of Shakespeare" would be; 

6 

Shakespeare, Wi I I i am 
Complete works. 

Edi ti on *--The edition of a book (except the first, which is 
omitted) is included after the title or after the statement of author- 
ship when included after the title. Only the edition number is included 
on the catalog card; for example, "3d ed.," "4th ed.," "rev. ed,," etc., 
not "3d ed. rev. and enl*," etc. 

Impri nt .--The place of publication is omitted from the catalog 
card, except for foreign publications. If two or more publishers are 
listed on a title page, only the first or the first American publisher 
is included on the card* The publisher’s name is abbreviated as much 
as possi b I e. 

The latest copyright date, shown on the back of the title page. 

Is used as the date of publication. The letter "c" before a date shows 

that it is the copyright date. If no copyright date is given in a book 

19 



III. POLICIES OF THE 
CENTER 

and none can be determined from other sources, the date on the title 
page Is used. If no date at all can be found, the abbreviation "n.d." 
for "no date" is used. 

Co I lati on . — The collation includes the number of pages of a one- 
volume work or the number of volumes of a work in more than one volume. 
Illustration statement, and a series note. If any. 

The paging will consist only of the last numbered page in a book; 
if a book is unpaged, "unpaged" will denote this. 

"lilus." will denote any and all types of Illustrative matter. 

If a book Is part of a series, this series name always is placed 
on the catalog card, with the exception of some publishers’ series. 

None will be traced, however. Numbers in publishers’ series are omitted; 
for example: (Everyman’s library) not (Everyman’s library, A 1 92) 

Notes . — Notes will be used sparingly and seldom but, on the 
discretion of the catalog&r and supervisor, can be used. 

Traci ngs . — See Part II, Section D for a discussion of subject 
headi ngs. 

Joi nt • authors, editors, or compilers will not be traced unless 
there is a special reason for doing so. If there is an obvious choice 
between two entries on the title page of a book, an added entry is mde 
for the name not chosen as entry. The judgment of the cataloger must 
be used i n thl s case. 

1 1 lustrators and translators will not be traceL 

. Traci ngs wi I 1 be placed on the author card only unless a unit 
card is being used. The number of tracings wlil.be kept to an absolute 
mi ni mum. 

20 



III. POLICIES OF THE 
CENTER 

Unless the title is the same as a subject heading assigned to 
a book, the title is used as it appears in the body of the card. No 
inverted 11 t it I e head! ngs will be used unless absolutely necessary. 

If there is warrant for this, a subject heading should be assigned. 

When a title is "Complete works of ..., H "Poems of ...," 

"Plays of "History of "Short stories of ... ; " etc., no 

title card is necessary. 



D. SUBJECT HEADINGS 

Library of Congress subject headings wi I I be used by the Center. 

No sub ject head! ngs will be assigned to books of fiction or easy 
books. No dates op birth or death wi I I be used on any added entry 
cards. 

The number of subject headings assigned to a title will be kept 
to a mi ni mum. 



E. CROSS REFERENCES 

No cross references wi I I be made by the Center until the services 
are adequate in other respects. 

r 

F. . MECHANICAL PREPARATION 

Indentions , Marqi ns . Etc . . — The indentions to be used in the 
Center are "first," "second," and "third" indentions. The first indention 
begins on the ninth typewriter space from the left edge of the card; 
the second indention, on the twelfth sDace; the third indention, on the 
f I fteenth space. 

The first line of type (the author line) begins on the fourth line 

down from the top of the card. The margin at the left of the card is 

21 



III. POLICIES OF THE 
CENTER 

from the edte to the ninth space (first indention). The right margin is 
variable, depending on the amount of information to be placed on the 
card; typing, however, should not extend completely to the right edge of 
the card. 

Ca 1 1 Nutob,er .--Each line of the call number begins on the second 
typewriter space from the left edge of the card. The author line is 
placed on the same line as is the author statement (fourth line down from 
the top of the card). A class number or special classification symbol is 
placed on the line above this; the symbol for reference ("R") is placed 
on the line above the class number. 

Author Statement . — The author entry is placed on the "author 

line" which begins on the fourth line down from the top of the card, 

on the ninth- space (first Indention) from the left edge of the card. 

Additional lines begin on the twelfth space (second indention) from the 

left edge of the card. After an initial in a name, additional information 

begins on the ninth space after the initial; for example: 

Jones, S Boswell 

Edgards, James L ed. 

etc. 

No punctuation is placed after the author entry unless it ends in an 
abbrevi atl on. such as "ed.," "comp.," etc. 

Ti t I e Statement . — The title statement Is placed on the line below 
the author line, beginning on the twelfth space (second indention) from 
the left edge of the card, with all addi tiona I . I i nes begi nni ng on the 
ninth space (first indention). A subtitle, if any, is placed after the 
title, with a semi-colon dividing the two. The edition number (except th 
first, which is omitted) begins on the second space after the title. 



22 



III. POLICIES OF THE 
CENTER 

subtitle, or after the names of authors, editors, etc*, listed after 
the title. 

For a hanging indention, the first line begins on the ninth space 
(first indention) from the left edje of the card and each additional 
line begins on the twelfth space (second indention) from ihe left edge 
of the card. Open entries utilize the hanging indention. 

Impr i nt . — The imprint, consisting of the publisher and the date, 
begins on the second space after the title statement, or, after the 
edition number. A comma is placed between the publisher and the date, 
with a lower case "c" used before a copyright date with no space or 
punctuation between. A period is placed after the date; for example: 

McGraw, CI96O. 

Houghton, 1965* 
etc. 

Col I at i on . — The collation, consisting of the paging, number of 
volumes, Illustration statement, and series note, begins on the line 
below the body of the card on the twelfth space (second indention) from 
the left edge of the card, with all additional lines beginning on the 
ninth space (first Indention) from the left edge of the card. Each Item 
begins on the second space after the preceding item. The series note 
Is placed I n parentheses after the illustration statement. For example: 

563 p. I I lus. (Rivers of America) 

Unpaged. i I lus. 

2v. . i ! lus. 

etc. 

Notes . — The first note begins on the second iine below the col- 
lation and no lines are skipped between notes. The first line of each 
note begins on the twelfth space (second Indention) from the left edge 

of the card and each additional line, on the ninth space (first indention). 

23 

O 

ERIC 



III. POLICIES OF THE 
CENTER 

Traci ngs . — Tracings will be placed on the author card only, 
unless a unit card Is being used. They are placed at the bottom of the 
card just above the hole, with subjects listed first, numbered consecu- 
tively with Arabic numerals. Tracings for other added entries, such as 
joint authors, editors, titles, etc., are numbered with Roman numerals 
and are placed after the subjects. 

The first line of the tracings begins on the twelfth space 
(second Indention) from the left edge of the card, with two spaces 
left between each Item jn the tracings. 

Added Entry Cards . — Un I ess a unit card Is being used, the main 
entry or author card, minus notes (except series note) and tracings is 
duplicated for added entry cards (subjects, joi nt authors, edi tors, 
titles, etc.), and the appropriate heading added above the author line 
of each. 

An added entry heading is typed on the second line from the top 

of the card unless several lines are needed, in which case the entire 

heading Is centered (as near as possible) between the top of the card 

and the author line. The first line of type begins on the twelfth 

space (second indention) from the left edge of the card and additional 

lines begin on the fifteenth space (third Indention). No punctuation 

Is used after an added entry, unless tt ends I n an abbrevl atlor,. 

(' • 

All subjects are typed in black capital letters; all other added 

entries. In normal capitalization. 

Shelf List Cards . — The main entry or author card, minus notes 
(except. ser I es note) and tracings Is duplicated for a shelf list card. 
The "business Information" to be placed on a shelf list card will be 



24 



III. POLICIES OF THE 
CENTER 

(I) month and year of purchase, ( 2 ) source, and ( 3 ) discounted price. 

If ordered direct from a publisher, "pub . 11 will be used as the source. 

For examp I e : 

3-65 Interstate 2.10 
5-65 Pub. 4.50 
etc. 

No copy numbers will.be used. 

Business information begins on the second line below the 

collation, on the second space from the left edge of the card. 

Book Cards , Pockets , Machine Cards . --Each book (except reference 

books) wi II be supplied with a pocket, white book card, blue machine 

card, and a date-due card. The book card, pocket, and machine card wi II 

have the call number, brief author, and brief title typed on each. The 

procedures for all three are the same. 

Each line of the ca I I number begins on the second typewriter space 

from the left edge of the card, with the top line beginning on the second 

line down from the top edge of the card or pocket. 

The author's name begins on the same line as the author letter, 

approximately two spaces after the last digit of the class number. If 

additional -I Ines are needed, each line begins on the third space after 

the first. letter of the author; for example: 

American Council on Educa- 
ti on 

The title begins on the line under the author, beginning under 

the first letter of the author's name. If additional lines are needed, 

each I i ne begi ns on the third space after the begi nni ng of the title. 

Pockets wl II be pasted onto the front fly-leaf of a book; If the 

end sheets contain important illustrative matter, pockets will be pasted 

25 ’ 



III. POLICIES OF THE 
CENTER 



on the back of the fly-* leaf. 

Letter I ng on Spi nes . — Ca I I numbers on the sp i nes of books will 
be placed approximately one inch from the bottom of spines. Occasionally 
the ca I I number will b lock out part of the title or author on the spine, 
but, when lettering many books a day, standardization is essential. 

If a spine is too narrow to accomodate a ca I I number, it wi I I be 
placed on the front of the book, approximately one inch from top edge 
and close to the spine. 

Plastic Jackets . --Plastic jackets wi I I be placed on all books 
except: (I) prebinds, (2) publishers library bindings with the same 

i I lustration on the cover as on the dust jacket, (3) books without 
dust jackets, (4) dictionaries, (5) encyclopedias, (6) other selected 
n ready reference” books such as glossaries, annuals, yearbooks, 
proceedings, etc., and (7) books with plain brown dust jacket's. 




IV. PROCEDURES AT THE 
CENTER 



A. ORDERING 

I, Order forms are received in the Center from member libraries 

II. Each form I s scanned for completeness and for the proper vendor 
for purchase 

.7 TV ■ 

Ill;*" Forms are coded; a 1 1.1 nformatlon is converted to the form that will 
be punched Into the detail cards 

IV. After coding, the forms are kept In batches by 1 1 brary code number 
and by fund * 

1. An Instruction card is completed and placed, atop each group 

2. A tota I of the I i st prices of a 1 1 forms I n a group I s made on 
an addl ng machl ne and the tape placed with the group for a 
control check before and after the purchase order Is printed 

3* A rubber band Is placed around each group and the forms are 
sent to the keypunch operator 

V. A detail card Is punched for each order form 

L After punching, the deck of cards is placed into the 403 
and a purchase order register printed for proofreading 

2. The group of forms, the deck of cards, and the purchase order 
register are assigned a temporary code letter to keep them 
together; this code letter is marked on each 

3. The purchase order register is proofread against the multiple- 
order forms 

a. . Errors I n keypunch! ng are circled In red and the 
correct I nformatlon marked on the register 

•b. The total on the adding machine tape and the total on 
the register is compared; they must be the same. If 
not, the error(s) must be located and corrected 

VI. After proofreading, the order forms, deck of cards, and register are 
returned to the keypunch operator 

1. Errors tare corrected in the punched cards 

2. The forms, register, and cards ane, put aside to await the 
next order date 




27 



VII. 



VIII. 



IV. PROCEDURES AT THE 
CENTER 



Orders are printed once a week 

1. Detail cards are placed Into the keypunch and the date of 
order gang-punched into the cards 

/ 

2. The detail cards are' sorted by/fund, by type of binding, 
by vendor, by fund, by picking location (In the jobber* s 
warehouse), by publisher, y by title 

3. Vendor name and address cards are pulled from the master 
vendor file and inserted in front of the proper decks 

4. A header card containing the date of order and the first 
order number Is keypunched 

5. The header card Is placed In front of the decks and all are 
p laced I nto the 403 

6. The purchase orders are printed from the decks 



The purchase orders are torn apart and distributed 

I# -Appropriate rubber stamps and forms are applied as needed 
to the orders 

2. The yellow copies of the orders are pulled, the order numbers 
are recorded In a p.o. register, and the copies filed into 
the official order file 

3. The white and pink copies are forwarded to the bookkeeper, who 
removes the pink copies for his files and forwards the white 
copies to the Director and Librarian for his signature and 
mailing to the vendors 

4. The detail cards are fi led into the rotary **on order*’* fi le 

5. The multiple-order forms are a,I frhabetl zed in one group by 
author and forwarded to the catalogers for precataloging 

6. The vendor name and address cards are refiled Into the master 
vendor f 1 le 

7* The purchase order registers and adding machine tapes are 
di scarded 



28 



IV. -PROCEDURES AT THE 
CENTER 



PRECATALOGING AND PRELIMINARY PREPARATION 

I. After purchase orders have been printed, the multiple-order forms 
for the items placed on order are taken to the main entry /precata- 
loged file and a search is made for previous cataloging 

1. If a title has been cataloged previously 

a. Enough cards are pulled from the extra card file 

to prepare the requested sets of cards and shelf lists 

b. A rubber band is placed around the carcls and the 
or I gl na I mu Itl p I e-order form 

c. A I I are f I led behi nd the official card I n the mal n 
entry/precataloged f I le to await the receipt of the 
book 

2. If a title has been cataloged previously but no extra 
cards remain 

a. A note Is attached to the or Igi na I .mu Itl p I e-order 
form for a new. supply of cards to be prepared 

b. Both are f I led behi nd the offlcla ! .card I n the mal n 
entry/precata loged fl le to await the receipt of the 
book 

c* The yellow copy of the multiple-order form Is discarded 

II* The mu Itl p le-order forms for those titles not previously cataloged 
are given to the cataloger for further processing 

I* A search Is made In the book selection tool indicated as a 
source of Information on the form,. In the Ljj^proof sheet 
file, NUC, PW, etc., to find suf f 1 cl ent I nformat! on about 
each title 

2.. If suf f I cl ent I nformati on I s found for cata log! ng and 
classification, a work- slip. Is prepared; If a proofsheet 
Is found,. this Is used as a work slip 

3. The yellow copy of the multiple-order form is I nsertfed in 
the shelf list as a temporary slip 

4. The work slip and the white copy of the multiple-order form 
are c 1 1 pped together and filed I n the mal n entry/precata loged 
fl le to await the recel pt of the book 




29 



IV. PROCEDURES AT THE 
CENTER 

III. If no or insufficient Information Is found for precataloging cr 

preliminary preparation, the mu I tJ p I e-order forms are filed in the 
main entry/precataloged fi le to await the receipt of the book 



C. RECEIVING 

I. Books and Invoices are received in the Center 



1. The copy of the purchase order is pulled from the files 

2. The punched cards from the "on order" fi le are pulled for 
the items listed on the invoice 



II. Items kvecei ved are checked against the invoice, puncned cards, etc., 
for corrections, mistakes, damage, etc., etc. 

1. Check marks are placed beside the Items received on the 
invoice and on the purchase order 

2. The date of receipt and the discounted prices are placed 
on the IBM cards for later keypunching 

3. Invoices on federal funds are approved and forwarded for 
payment; Invoices on local. funds are placed in a file to 
be mal led with the processed books 

4. The purchase order Is refi led and the fi le copy of the 
I nvoi ce filed 



III. The truck of books with the punched cards is forwarded for further 
processi ng 




1. The punched cards for items on the truck are block-sorted 
into rough alphabetical order (first two letters of an 
authors name) 

2 . A I I. slips and/or cards for the library code punched into 
the IBM card are pulled from the main entry /precata loged 
fi le 

3. The price per Copy is penci lied on the white copy of the 
multiple-order form for preparation of the shelf list card 

4. The IBM cards and the s 1 1 ps/cards are placed In a box 
on the truck 

5. The truck and Its records are forwarded to the cataloger 
for further processing 

. *f; cavai j ■ > 30 . , , ii on. 



IV. PROCEDURES AT THE 
CENTER 



D* CATALOGING AND CLASSIFICATION 



I. 



Trucks of books w! I I come to the cataloger with the punched cards 
and all pertinent slips/cards In boxes on top of the trucks 



I. If extra cards are on hand for a title, the cards are 
checked with the book for consistency 

2* If a title has not been cataloged previously, the work 
slip prepared earlier is compared with the book and 
corrections made 

3. If a title has not been cataloged previously and insufficient 
information for precata iogi ng was found prior to receipt of' 
the book, the title is cataloged and classified and a work 
slip prepared 



II. When completed, the trucks are released to the supervisor for 
revision; the work Is revised and corrected 

III. The box of slips/cards for a truck is given to the typist for 
further processing 



E. MECHANICAL PREPARATION 

I. The typist sorts the slips/cards for a truck Into three groups 

1. Those with cards on hand ready for completion 

2. Those for which cards must be prepared 

3. Those titles which have been previously cataloged but a 
new supply of cards must be prepared 

II. If cards must be prepared 

1. A mat Is typed for each title 

2. The mats are sent. to the multi lithe operator, who runs off a 
supply of cards and returns them to the typist 

3* Headings are typed on the unit cards for the Indicated number 
of sets 

4. The shelf list cards are prepared 




31 



IV* PROCEDURES AT THE 
CENTER 



III. If 



IV. If 



extra cards are on hand 

1. Headings are typed on the unit cards for the indicated 
sets of cards 

2. The shelf list cards are prepared 
the supply of 1 * extra cards is depleted 

1. The official card is pulled from the main entry/precata loged 
f" le and a new mat is typed 

2. The procedures under II-2 to I I -4 are followed 

3. The official card is returned to the main entry/precataloged 
fi le 



V. Pockets and book cards are prepared 

L The sets of cards, shelf lists, and white copies of the 
mu It I p I e-order forms are stuffed into the pockets 

2. If there are more than one copy of a title, a rubber band 
Is placed around the group of pockets 



VI. The work Is revised 

1. The pockets are inserted in the proper books on the truck 

2. Two unit cards from the supply of extra cards are pulled; 
one is filed Into the main entry/precataloged file and 
the other in the official shelf list 



VII. 



VIII. 



3. Extra cards are filed Into the extra card file 
Trucks are forwarded for completion of the processing 

1. Pockets are pasted in the books 

2. Call numbers are prepared and/or applied to the spines of 
the books or to the dust jackets 

3. Plastic jackets are placed on the books 

The books are shelved by member library to await shipping 




32 



IV. PROCEDURES AT THE 
CENTER 



F. SHIPPING AND INVOICING 

I. Before books are packed for shipping, the punched cards for the books 
are sent to the keypunch operator 

II. The keypunch operator duplicates the detai I cards, adding the 
discounted prices and the date of receipt and shipment 

III. The new punched cards are sorted by member library, by fund, then 
alphabetically by author 

IV* Library name and address cards are pulled from the f 1 le and the 
proper cards placed In front of the corresponding decks of cards 
for the preparation of a shipping report 

Note : a separate I nvol ce/packl ng report Is prepared for books 

purchased from LSCA Title I and local f: .ds for each 1 1 brary 

1. The decks are placed into the 403 and a packing report 
printed for each 

2 . After printing, the library name and address cards are pulled 
from the decks and ref I led Into the master 1 1 brary n/a file 

3. The punched cards are placed In a shipped fi le 

V. The printed packing lists/invoices/shipping reports are sent to 
the shi ppi ng clerk 

f 

1. The white copy .16 placed in a window envelope and sent by 
first-class mal ! to the member library 

2 . The titles to be shipped are checked off the yellow copy 
' to make certain that no errors have been made; the copy 

Is placed in one box of the shipment 

3. The pink copy is 'pent to the supervisor 

a. Statistics are recorded 

b. The pink copy is fi led 

Note : i f the books shipped were purchased from local funds, any 

Invoices are attached to the white copy of the shipping report 
before mal ! I ng 



ERIC 

hfliflaffHMiaaa 



33 



APPENDIX I 



APPLICATION FOR MEMBERSHIP IN THE 
CENTRALIZED PROCESSING CENTER OF 
THE TEXAS STATE LIBRARY 



The ? ^ 

(name of 1 1 brary ) ■ ("location) 

hereby applies for membership In the Centralized Processing Center of 
the Texas State LI brary * We previously have applied for and have been 
granted assistance under the Library Services and Construction Act, 
Title I, and agree to the following requl rements: 

1. Complete a questionnaire from the Center requesting information 
concerning budget, ordering, classification, cataloging, etc. 

2. Accept the policies for processing of the Center 

We understand, upon signing this agreement, that we become a member of 
the Center and have a I I. the rights and privileges thereof, after 
approval of the undersigned representatf ves of the Texas State Library. 

Amount of local funds to be spent through the Center 

Amount of Title I LSCA funds to be spent through the Center 



The foregoing agreement has been read and agreed to and the manual of 
procedures accompanying this agreement has been read and agreed to on 
this day of 1 96 . 



SI gned 

(chai rman of 1 1 brary board) 

Signed 

~ ~~ ( 1 1 brar i an) ~ " ~~ 

Approved , 

(Director of Field Services) 

Approved 

(Director of Center) 



APPENDIX I 



QUESTIONNAIRE 



GENERAL 

1. How many volumes did you add to your co i I ection last. year? 

How many titles? Approximately what percentage were 

gifts to the library? 

2. How. .many staff members are engaged at the present in order, 

classification, cataloging, and processing routines? ; 

What are the salary costs of these people? 

3. Can you estimate how much your order, cataloging, classification, 

and processing costs are per year? 

4 . How many card catalogs to you maintain? 

ORDER WORK 

L How frequently do you place orders? 

2. What Is your average book discount? 

3. Do you place many rush orders? 

4 . On the average, how quickly are books received after your order 

is placed? 

5. Do you frequently order additional copies of a popular title? 



BOOK SELECTION 

I, Can you briefly describe your book selection process? 



2. Do you have a definite list of book selection aids? If so, 

would you list the five aids which you use most frequently? 



a. 

b. 

c. 

d. 



e. 



CLASSIFICATION 

i. What c lassi f I cation scheme do you use?_ 




35 



APPENDIX I 



2. For author letters or numbers under the class numbers, do you 
use (circle one) (l) Cutter numbers, (2) Cutter-Sanbon numbers, 
(3) first letter of authors 1 surnames, (4) other cspecify^ 



3. In the call number, do you indicate different titles by the same 

author? If so, how? 

4. In the call number, do you indicate different editions of the 

same title? J[f so, how? 

5. Do you use symbols for the following types of books? Please 
indicate the symbol or classification number. What ages (not 
school ages) are cover dd by each? 

a. Easy or picture books 

b. Books for young adults 

c. Books for juveni les 

d. Short stories 

e. Adult fiction 

f . Biography "9 2 n __ 

g\ Mystery stories 

h. Western stories 

i . Sci ence f I cti on 

j. Texana 

k. Reference books 

j l. Stories by one author _ 

m. Stories by several authors 

n. Other (specify) . 

CATALOGING 

I. What is the average time interval between the time a book arrives 
in your library and the time it is placed on the shelves for use? 



2. Do you use the name on the title page of a book as the cataloging 

entry? Do you usually follow LC entries? 

Other (spec! fy ) 

3. Do you include subtitles on the catalog cards? 

4. Do you make added entries for joint authors? editors? 

.1 I lustrators ? trans lators? 

5. Do you use the publication date or the copyright date on the 

catalog cards? Do you place a "c 11 for n copyr i ght n before 

such a date?^ 

6. Do you use 11 1 I lus. n In the collation to include all types of 
I I lustrations? 



Ages to. 

Ages to 

Ages to_ 

"B 11 other 




36 



APPENDIX I 



7. Do you use many notes on the catalog cards? Describe. 



8. Do you trace for added entries made on the author card or on 

all cards? On the shelf list card ? __ 

9 . Do you type your subject headings on subject cards (circle one) 

(l) all in black capital letters, (2) all in red capital letters, 
(3) In black using normal capitalization, (4) in red using 
normal capitalization, (5) other c specify 3 

SUBJECT HEADINGS AND CROSS REFERENCES 

1. What subject heading list do you use? 

2. Doiiyou make many cross references? Describe types 



MECHANICAL PREPARATION 

1. Do you place plastic jackets on your books? On what types 

do you not use plastic jackets? 

2. How many Inches from the bottom of the spine do you place your 
call numbers ? 

3. Do you write the call number, price, source, date of receipt, 

etc., In each book? Where? 

4. Where do you past ( I ) book pockets 

(2) book plates (3) date-due s 1 1 ps 

5. What do you type on your book pockets and cards? 

6. Do you use various colored cards to denote different types of 

books for book cards (for example, blue for adult, white for 
adult fiction, etc,) _Descr I be co lors 



7. Are there any other specific routines which you require which you 
feel might be unique in your library? If so, describe below or 
on a separate page and attach to this questionnaire 



Please return your completed questionnaire to: 

Director of the Center 
Centralized Processing Center 
4o8 West 1 5th Street 
Austin, Texas, 7^701 




37 




Multiple-Order Forms (Request Forms) 



O 

ERIC 




Date-Due Card 

38 




Pocket and Book card (White) 
Blue Machine Card alao included. 
Books from local funds will not 
have imprint 




39 



355.43 

B 



Nuclear war 

Brown, Nevi I le 

Nuclear war; the impending strategic 
deadlock. Praeger, c 1964 „ 



ATOMIC WEAPONS 

355.43 

B Brown, Nevi I le 

Nuclear wars the impending strategic 
deadlock. Praeger, CI 964 . 

238p. 



STRATEGY 

355.43 

B Brown, Nev i I I e 

Nuclear war: the impending strategic 
deadlock. Praeger, cl 964. 

258d. 



355.43 

B Brown, Nevi I In 

Nuclear war: the impending strategic 
deadlock. Praeger, cl964. 

238p . 



355.43 

B Brown, Nevi I le 

Nuclear war: the .impending strategic 
deadlock. Praeger, cl 964. 

238p . 

5/66 McClurg 4.45 



I, Strategy. 2. Atomic weapons. 
I, Title. 




Sample set of catalog cards and shelf list 



0 




40 



APPENDIX II 



PUNCHED CARD FORMATS 



Detail Card 


cc 1-4 


vendor code 


cc 5-7 


library code 


cc 8-21 


author 


cc 22-43 


title 


cc 44-45 


edition 


cc 46-49 


publishers codes 


cc 50-52 


date of publication 


cc 53-54 


volume numbers 


cc 55-56 


copies 


cc 57-59 


blank 


cc 60-63 


price each 


cc 64-68 


extension price/discounted price 


cc 69 


fund 


cc 70 


type of material 


cc 71-74 


order date (Julian date) 


cc 75 


type of binding 


cc 76-79 


date of receipt 


cc 80 


card code 


Name and Address Card 


cc 1-4 


vendor code 


cc 5-7 


library code 


cc 8-30 


vendor/library name 


cc 31-53 


street address 


cc 54-76 


city, town, state, zip code 


cc 80 


card code 


Budget Summary Card 


cc 5-7 


library code 


cc 11-12 


month 


cc 13-14 


day 


cc 15-16 


year 


cc 48—63 


budgeted amount 


cc 64-71 


expended year-to-date 


cc 72-79 


free balance 


cc 80 


card code 


Header Card 


cc 11-12 


month 


cc 13-14 


day 


cc 15-16 


year 


cc 17-22 


purchase order number 



ERIC 



41 



APPENDIX II 



PUNCHED CARD FORMATS 



Fund Codes (cc 69) 

1 State 

2 Federal 

3 Local 

type of material codes (cc 70) 



1 Books 

2 Periodicals 

3 Standing orders 

4 Newspapers 

5 Microfilm 

6 Government documents 

type of binding codes (cc 75) 

0 Trade 

1 Prebind 

Card Codes (cc 80) 



1 On order 

2 Shipped 

3 Name and address 
4° Budget card 




42 



APPENDIX III 



DIRECTORY OF MEMBERS 



211 


Rosenberg Library 


234 


Commerce Public Library 




823 Tremont 




Box 308 




Galveston, Texas, 77550 




Commerce, Texas, 75428 


221 


Waco Public Library 


235 


Val Verde County Library 




1717 Austin Avenue 




Washington at Spring 




Waco, Texas, 76701 




Del Rio, Texas, 78840 


222 


Orange Public Library 


236 


Harlingen Public Library 




300 North Fourth Street 




504 East Tyler Avenue 




Orange, Texas, 77630 




Harlingen, Texas, 78500 




Pioneer Memorial Library 


237 


Carnegie City County Library 




118 Pioneer Plaza 




1630 Pease Street 




Fredericksburg, Texas, 78624 




Vernon, Texas, 76384 


226 


Boerne Public Library 


238 


Porter Doss Memorial Library 




Box 667 




520 South Kansas 




Boerne, Texas, 78006 




Weslaco, Texas, 78596 


227 


Wharton County Public Library 
101? Alabama Road 


239 


Comfort Public Library 
Comfort, Texas 




Wharton, Texas, 77488 








240 


Friench Simpson Mem„ Library 


228 


Seguin-Guadalupe County Public Library 




Po0. Drawer 269 




707 East College Street 
Seguin, Texas, 78115 




Hallattsville , Texas, '77964 






241 


Groveton Public Library 


229 


Silsbee Public Library 




Box 372 




Santa Fe Park 




Groveton, Texas, 75845 




Silsbee, Texas, 77656 


242 


Hutchinson CGunty Library 


230 


Trinity Public Library 




625 North Weatherly 




Trinity, Texas 




Borger, Texas, 79007 


231 


Round Rock Public Library 


243 


Brownwood Carnegie Library 




Round Rock, Texas, 78664 




Brownwood, Texas, 76801 


232 


Ector County Library 


244 


Bonham Public Library 




622 North Lee 




Bonham, Texas 




Odessa, Texas, 79761 


245 


Killgore Memorial Library 


233 


McKinney Memorial Public Library 




124 Bliss 




402 West Louisiana Street 
McKinney, Texas, 75069 




Dumas, Texas, 79029 




43 



246 

247 

248 

249 

250 

251 

252 

253 

254 

255 

256 

257 



APPENDIX III 



DIRECTOR! OF MEMBERS 



Wilson County Library 
1144-C Street 
Floresville, Texas, 78114 

Lucy Hill Patterson Mem. Library 
Rockdale, Texas 

Corsicana Public Library 
Corsicana, Texas 

Burnet County Free Library 
107 South Pierce 
Burnet, Texas, 78611 

Eagle Pass Public Library 
Box 297 

Eagle -Pass, Texas 

McAllen Memorial Library 
401 Wichita Avenue 
McAllen, Texas 

Comanche Public Library 
Box 643 

Comanche, Texas 

Plano Public Library 
1005 15th Place 
Plano, Texas, 75074 

Mid-Texas Bookmobile 
Box 692 

Lockhart, Texas, 78644 



258 Llano County Public Library 
Box 845 

Llano, Texas, 78643 

259 Bailey H. Dunlap Mem. Library 
Box 965 

La Feria, Texas, 78559 

260 Hamilton Public Library 
Box 117 

Hamilton, Texas, 76531 

261 Gatesville Public Library 
City Hall 

Gatesville, Texas, 76528 

262 Killeen Public Library 
Killeen, Texas, 76541 

263 T.L.L. Temple Mem. Library 
Diboll, Texas 

264 Mt, Pleasant Bookmobile 
Box 907 

Mt. Pleasant, Texas 



Montgomery Gounty Library 
Box 579 

Conroe, Texas, 77301 

Sterling Municipal Library 
Public Library Avenue 
Baytown, Texas, 77520 

Stephenville Public Library 
650 West Green Street 
Stephenville, Texas, 76401 



Member 

Library 



~\ 






Multiple- 
order forms 
typed 



White 

yellow 

staple 

togeth 


and 

forms 

d 

er 


J 


r 


M.0„ forms j 
sorted and 
mailed 


1 


r 


Cpo CPC ^ 



Forms scanned 1 
Information 
cut, codes 
SLdded 



\ 




Adding machine 
tape cut for 
control 
check 


j 


l 



M.O. forms, 
a .m. tape , 
instruction 
card 



Last copy 
of each 
set 




Retained by 

member 

library 




/ 






To keypunch 






CHART Is 

Preliminary order 
procedures 



ERIC 

hfliflaffHHaaaa 



M.O. forms, 
a.m. tape, 
instruction 
card 



— 




Detail 




M.O. forms, 


Detail 




cards 


-*> 


. a.m. tape, 


Cards 








instruction 






punched 








( 403 J 



Purchase 
order regis- 




p- !>■ 

Proofread 


t 


Errors 


ter printed 






— 


corrected 




/ 


y 1 


: 

1 


Vendor 


! Detail 




n/a cards 


Cards 

j 





Carbon 



O 

ERIC 





CHART II: 

Order procedures 




1 

! 



i 

! 



CHART Ills 

Precataloging 

procedures 



O 

ERIC 





CHART IV: 

Precataloging procedures if 
title previously cataloged 
and if extra cards are in 
file 




I 






CHART V: 

Precataloging procedures 
title previously cataloge 
but no extra cards left 



ERIC 



MO. forms 
for books 
on order 



Search made 
for proofshee' 
or information 
in other sources 



If proofsheet 
or other 
information 
found 




Proofsheet 
cut or work 
slip prepared 



Yellow 




1 

Clipped 


copy 




together and 






filed in m.e, 




/precat. file 



— i - 

Filed as 
temporary 
shelf list 




I 



See 

Chart 7 



If nc or 
insufficient 
information 
found 



M.O. forms 




Filed to await 
receipt of 
book in m.e./ 
precat. file 




I 



CHART VI: 

Precataloging procedures if 
title not previously 
cataloged and classified 





CHART VII: 

Receiving books 



O 

ERIC 





CHART VIII s 

Revision steps by 
cataloger 



M„0. forms, 
cards, work 
slips, etc. 




r 


i f 




— 


If extra 


If cat. 




If not cat. 


cards are on \ 

i 


previously 




previously 


hand 




but no extra 




but work slip 






cards 


1 now in hand 



Card sets 
completed 



* 

Pockets 
inserted 
in books 

t 


l 




W03 

rev: 

1 . 


Td 

<D 


1 1 


i 



supervisor 






O 

ERIC 



M.E. card 
pulled; temp 
card inserted 

T 

I 

f 

Mat typed for 
new supply 
of cards 



~¥- 



To 

multilithe 






New supply 
of cards run 



4 - 



To '\ 

Typist J 



y. 



Card sets 
completed 




Two extra 
aards for 


i 


each title 






Pockets and 
book cards 
prepared 




l 






M.O. forms, 
book cards, 
cat. cards 
stuffed in pockets 



CHART IX: 

Taping procedures 



Books 





CHART X: 

Mechanical preparation 




) 



o 

ERIC 




To 'j 

„ keyp unch ^ 



New card dup. 
with disc, 
price & date 
of receipt 



Z 



Old 

punched 

cards 




/To 

v member lib. 



New 

punched 
cards 



? 



Sorted by 
library, by 
fund, by 
author 





3 



Pink 

copy 



White 

copy 



Processed 

books 



Inserted 
in books 



Items 

checked off 



Statistics 

recorded 



T 

X 



j Sent by 
4 first class 
mail 



File 

\. / 





Shipping 




1 


report 




J Yellow 


printed 




j copy 



Books packed 
in boxes 



/To member li^V 

V J 



CHART XI s 
Shipping